Form S-4: Registration Statement Under the Securities Act of 1933
SEC Form S-4: Registration Statement Under the Securities Act of 1933 must be submitted to the Securities and Exchange Commission (SEC) in the event of a merger or an acquisition between two companies. Form S-4 must be submitted to the SEC in the event of a merger or an acquisition between two companies to be sure the merger is legal. SEC Form S-4: Registration Statement Under the Securities Act of 1933 must be submitted to the Securities and Exchange Commission (SEC) in the event of a merger or an acquisition between two companies. A publicly-traded company registering any material information related to a merger or acquisition or companies undergoing an exchange offer will file Form S-4. They join forces in this product extension merger, and a new product line from one company is added to an existing product line of the other company.
What Is SEC Form S-4?
SEC Form S-4: Registration Statement Under the Securities Act of 1933 must be submitted to the Securities and Exchange Commission (SEC) in the event of a merger or an acquisition between two companies. The form must also be submitted for exchange offers.
Understanding Form S-4
A publicly-traded company registering any material information related to a merger or acquisition or companies undergoing an exchange offer will file Form S-4. An exchange offer occurs when a company or a financial institution offers to exchange securities that it provides for similar securities at less demanding terms. This is often done in an attempt to avoid bankruptcy.
Investors closely watch Form S-4 submissions in order to attempt to make quick gains from M&A activity. (The form is downloadable.)
This form must also be submitted for exchange offers.
Why Merge?
Five common types of mergers include:
In all cases, participating firms must submit Form S-4 to the SEC to be sure the merger is legal.
Related terms:
Congeneric Merger
A congeneric merger is where the acquiring company and the target company do not offer the same products but are in a related industry or market. read more
Conglomerate Merger
A conglomerate merger is a merger between firms that are involved in totally unrelated business activities. read more
Financial Institution (FI)
A financial institution is a company that focuses on dealing with financial transactions, such as investments, loans, and deposits. read more
Horizontal Merger
A horizontal merger is a merger or business consolidation that occurs between firms that operate in the same industry, usually as larger companies attempt to create more efficient economies of scale. read more
Merger
A merger is an agreement that unites two existing companies into one new company. There are several types of, and reasons for, mergers. read more
Mergers and Acquisitions (M&A)
Mergers and acquisitions (M&A) refers to the consolidation of companies or assets through various types of financial transactions. read more
SEC Form 425 Defintion
SEC Form 425 is the prospectus form that companies must file to disclose information regarding business combinations. read more
SEC Form F-4
SEC Form F-4 is a filing that the SEC requires for the registration foreign issuer securities. read more
SEC Form S-1
SEC Form S-1 is the initial registration form the Securities and Exchange Commission (SEC) requires public companies to fill out if they want to list their shares on a national exchange. read more
SEC Form S-4 Defined
SEC Form S-4 is filed with the SEC by a public company to register any material information related to a mergers and acquisitions deal. read more