Practice Management

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Terms in Practice Management

Best-Interest Contract Exemption (BICE)

The best-interest contract exemption (BICE) allowed fiduciaries to be paid through commissions or revenue sharing, practices that were otherwise not allowed. read more

Blanket Recommendation

A blanket recommendation is a recommendation sent by a financial professional or institution to all clients. read more

Brochure Rule

The brochure rule is a requirement under the Investment Advisers Act of 1940 that requires a written disclosure statement to all clients.  read more

Investment Adviser Registration Depository (IARD)

The Investment Adviser Registration Depository (IARD) is an electronic system through which investment advisors register and file forms. read more