Continuing Education

Learn about Continuing Education, Financial Advisor Careers, Financial Planning, Portfolio Construction, Practice Management and more on AwesomeFinTech 👇

Terms in Continuing Education

Chartered Advisor for Senior Living (CASL)

Chartered Advisor for Senior Living (CASL) is a professional designation for individuals whose advice helps older clients achieve financial security. read more

Customer's Loan Consent

A customer's loan consent is an agreement signed by a brokerage customer permitting a broker-dealer to loan out securities in that customer's margin account. read more

Financial Analysts Journal (FAJ)

The Financial Analysts Journal is a publication circulated by the CFA Institute. read more

SEC Form ADV Overview

Form ADV is a required submission to the Securities and Exchange Commission (SEC) by a professional investment advisor, which specifies the investment style, assets under management (AUM), and key officers of an advisory firm. read more

Investment Policy Statement (IPS)

An investment policy statement (IPS) is a document drafted between a portfolio manager and a client that outlines general rules for the manager.  read more


Maximizer is a brand of customer relationship management software popularly used by brokers and investment advisors for tracking clients and leads.  read more